COMMENTS OF THE PAPER, ALLIED-INDUSTRIAL, CHEMICAL, & ENERGY WORKERS INTERNATIONAL UNION, AFL-CIO ("PACE")
U.S. NUCLEAR REGULATORY COMMISSION PROCEEDING ON
RELEASE OF SOLID MATERIALS
May 2, 2000
Pursuant to the Commission’s April 14, 2000 request, the Paper, Allied-Industrial, Chemical and Energy Workers International Union, AFL-CIO ("PACE"), hereby provides its comments on the Staff "SECY–00-0070" Paper ("Staff Paper") and the related Commission determination to employ yet a further contractor to perform its work in this proceeding (the National Academy of Sciences ("NAS").
PACE has long been the primary representative of the hourly workers at the United States Government’s nuclear weapons complex sites. Its members also work in steel facilities, machining operations, metal working plants and other workplace settings where radioactive metals can be smelted, cast, ground, machined, plated, welded or otherwise processed. PACE therefore has a long and continuing interest in the understanding of the risks posed by exposure to radioactive materials and the protection of the public, including PACE members, their families, and the communities in which they live and work, from these risks. PACE has need to understand not only the health effects of exposure to radioactive materials, but, of no less importance, the capabilities, competence, and historic and continuing shortcomings of the institutions -- public agencies and private corporations -- to whom radioactive materials have been entrusted for processing and use.
INTRODUCTION AND SUMMARY
Pursuant to the Commission’s prior invitations, PACE submitted three lengthy sets of comments, and participated in two of the Commission’s public meetings. PACE’s comments are essentially ignored in the Staff Paper and in the related employment of the NAS. In essence, PACE stated:
As to these points:
Rather than repeat its prior lengthy comments verbatim, PACE respectfully incorporates them by reference here, and summarizes the most salient omissions in the Staff Paper and the Commission’s determination to punt its obligations to the NAS.
It is now acknowledged that the Atomic Energy Commission, its successors, and their contractors, knowingly hid risks from workers, their communities, and the public at large in order to avoid embarrassment and liability to themselves (even where they knew that national security did not justify keeping secrets). The central issue here is not, as the Commission’s referral to the NAS would evidently have it, whether a given amount of radiation is safe (or, if not safe, a risk somehow worth taking), but whether the governmental and contractor institutions that embody this legacy today (i.e., the Department of Energy, this Commission, and their instrumentalities, delegatees, contractors and licensees) can be entrusted to honor and effectuate any standard under which unlabeled radioactive waste will be put into commercial goods that will come into daily and intimate contact with citizens.
The public record -- including evidence presented by PACE in this proceeding which has not met with any response, much less contradiction from the Commission -- now shows that the Department of Energy ("DOE") and its designated recycling contractor’s (BNFL) promotion of the recycling of radioactive waste is faithful to the tradition of secrecy, lawlessness, and public endangerment.
This evidence should be at the heart of this proceeding, but, if the Staff Paper and the NAS referral are the measure, it is an utter stranger to it. The Staff Paper, consistent with the Commission’s presentation at the public participation meetings, is devoid of reference to, much less analysis of, the continued revelations regarding the DOE and British Nuclear Fuels, Inc.’s ("BNFL") Oak Ridge recycling project -- the largest effort at radioactive recycling ever (publically, at least) undertaken in this country. That project now involves, for example: (1) a Federal court finding that, acting with distressing secrecy, the government and its contractors put citizens at great environmental risk in disregard of basic environmental law; (2) the Secretary of Energy’s confirmation that the license granted by this Commission’s delegatee (Tennessee) cannot be credited, and that no recycling can take place under it; and (3) daily public revelation that DOE’s lead contractor (BNFL) has managed to deploy a frightening lack of integrity on a truly global scale. (See, footnote 4.)
The Staff presentations at the public meetings and the current Staff Paper confirm that this Commission would rather focus on abstract discourse about rules being set by some foreign country(ies) than by the reality of the conduct of those promoting recycling in the United States. This Commission’s proclamations that it bears no responsibility for developments sponsored by the DOE is not credible.
The DOE/BNFL Oak Ridge experience shows that the DOE and its contractors have contrived to launder the recycling of their waste through this Commission’s (delegated state) process. By consequence, this Commission’s own proceeding is now stained by multiple taints, including: (1) this Commission’s reliance on a contractor with multimillion dollar ties to the DOE/BNFL recycling promotional efforts to perform the bedrock analysis here; (2) this Commission’s repeated prejudgment of this proceeding, including in its August, 1999 contract with SAIC; and (3) this Commission’s whitewashing of the conduct of its state delegatee’s (Tennessee) blessing of the DOE/BNFL promotion, without regard for Federal Court finding (and much further evidence) that Tennessee’s closed door licensing of BNFL put the public health and safety seriously at risk.
This Commission must undertake the public disclosure and self-inquiry that are predicates for any trust in the integrity of this proceeding. The needed steps, all of which are further discussed below, include:
(1) the Commission must make public the facts surrounding its determination to turn the analyses underlying this proceeding (NUREG-1640) to a contractor (SAIC) tainted by obvious conflict of interest -- as previously and repeatedly called for by PACE, numerous other participants in this proceeding, and common sense;
(2) the Commission must make public the facts surrounding its embodiment in SAIC’s August, 1999 contract of language confirming the Commission’s prejudgment of this proceeding;
(3) the Commission must make public the facts surrounding this Commission’s rubberstamp approval of its delegatee Tennessee’s closed door licensing of radioactive metals recycling, which a Federal judge had called into strong question and which, Secretary of Energy Richardson has now confirmed, cannot be relied on;
(4) the Commission must fulfill its commitment to respond to reasonable inquiries by participants in this proceeding, rather than proclaim that they will be attended to where in fact they are not;
(5) the Commission must reconsider its determination to employ the National Academy of Sciences. If the Commission feels that it lacks the capability to perform needed analyses in its own right, then it must:
I. RECYCLING IS UNSAFE AT ANY SPEED UNTIL DOE, NRC, AND THEIR CONTRACTORS, DELEGATEES AND LICENSEES DEMONSTRATE AN ABILITY TO ACT LAWFULLY, COMPETENTLY AND ETHICALLY IN MATTERS THAT EXPOSE THE PUBLIC TO UNLABELED AND UNRESTRICTED REUSE OF RADIOACTIVE WASTE
The Staff Paper and the NAS referral confirm that the Commission wishes to believe that the primary issues here are technical -- i.e., the amount or quality of radioactive materials that can, in the abstract, harm humans and their environment, and the ability of equipment to decontaminate waste to these levels. The record here, and the record being compiled in the press on a virtually daily basis, shows that this question is an academic exercise in the absence of any showing that the institutions entrusted with any resulting standard -- the Department of Energy, its contractors, and this Commission and its state delegatees and licensees -- can be trusted to abide by it.
The Staff Paper’s summary of PACE’s concerns illustrates the shallowness of the Commission’s appreciation of that which is well known to readers of the daily press. The Staff Paper blandly summarizes PACE and others as stating that "[b]ecause workers have been misled about radiation hazards in the past and because rules have not always been followed, it is not clear if a rule in this area would be followed." (Attachment 3, at 8). Of course, the public record now shows that this misleading was hardly a "once in a while" occurrence of the distant past. Rather, the public record shows that the coverup of risk to workers, their communities, and even the broader public was a policy and practice that existed at the birth of this Commission’s predecessor (the Atomic Energy Commission ("AEC")) and that, as new revelations show, has extended without effective public countermand for decades (and may continue to be ongoing today).
Most directly, the Staff Paper ignores that the public record shows a straight line connection between the secrecy and lawlessness of the ostensibly distant past and the current and ongoing efforts by the government and its contractors to forward the release of radioactive materials for commercial use. The public record now contains:
In sum, the Commission has given no reason to believe that it seeks to come to terms with the culture that underlies the public’s distrust of those institutions to whom recycling would be entrusted. By this neglect, the Commission itself necessarily provides further confirmation that the distrust is merited.
II. THE COMMISSION HAS AMPLY DEMONSTRATED THAT IT LACKS BASIC INFORMATION TO ADDRESS ISSUES OF INSTITUTIONAL COMPETENCE, AND THAT IT WILL NOT HONOR ITS PUBLIC COMMITMENT TO RESPOND TO PUBLIC REQUESTS FOR THIS INFORMATION
Pursuant to the Commission’s invitation, PACE, and others, identified basic factual questions regarding historical competence which must be addressed and answered before any steps are taken to proceed with a rulemaking that might result in the release of materials for public use. The Commission assured PACE that these questions would be addressed and answered. However, these questions are not even referred to in the Staff Paper, and there is no basis for presuming that they will, or can be, addressed by the NAS study.
For example, the summary to PACE’s November 1, 1999 comments identified a series of questions:
-- Factfinding regarding Federal court confirmation that precedent setting Oak Ridge recycling is proceeding in violation of environmental law, and prompt action to comply with the law and hold those responsible for noncompliance to account;
-- Factfinding regarding the State of Tennessee’s issuance of a license for Oak Ridge recycling in the absence of authority to do so, and prompt action to comply with the law and to hold those responsible for noncompliance to account;
-- Factfinding regarding the government and its contractors’ historic policies and practices of keeping information on radioactive releases secret from the exposed public, and prompt action to assure full disclosure and accounting for the effects of past releases;
-- Fact finding regarding the NRC’s declaration that this rulemaking will rely on expertise that is possessed of conflict of interest, and prompt corrective action;
-- Fact finding regarding evidence that those entrusted with the public release of radioactive materials do not have requisite competence to protect the public;
-- Fact finding regarding the failure of DOE and recycling contractors to provide credible analysis of the worker exposures stemming from recycling, and the real world difficulties of assessing such effects; and
-- Fact finding regarding evidence that this Commission’s predecessor may have historically sanctioned the commercial release of radioactively contaminated materials without any
public notice.
The Commission provided assurances to PACE and other public participants that information sought by PACE and others would be diligently pursued. Thus, in opening the November 1, 1999 public participation meeting, NRC staff proclaimed that the NRC’s intent was "to exchange information, not just between NRC and you, but also amongst yourselves." (Tr. at 24.)
The public meetings confirmed that the NRC knew stunningly little about the historic and present institutional practices and policies regarding the release of materials.
When it became evident that NRC staff lacked the information to respond to the questions, the Commission’s facilitator and staff made a show of asking PACE to distribute its written questions to all present -- presumably on the representation that they would be considered and responded to.
The instant Staff Paper, however, shows that staff has not even informed the Commission of the issues identified by PACE, much less provided PACE and the public with the promised "exchange" of information.
III. WHAT IS THE COMMISSION HIDING? THE NRC MUST COME CLEAN ON THE CIRCUMSTANCES THAT PERMITTED THIS PROCEEDING TO BE TAINTED BY CONFLICT OF INTEREST AND PREJUDGMENT
A. The Commission Must Come Clean On The Failings That Led It To Delegate Its Technical Analysis To SAIC
In November, 1999 PACE pointed out to the Commission that its employment of SAIC to perform the technical analysis for this proceeding was unacceptable where the company has long been the teaming partner to BNFL in the quarter billion dollar DOE sponsored effort to promote nuclear waste recycling. Moreover, PACE pointed out, the conflict was particularly egregious where:
(1) the terms of the SAIC contract called on a private contractor – likely in violation of longstanding prohibitions against contracting out inherently governmental functions – to do the Commission’s basic thinking, and even to provide the Commission with a summary of the views of other stakeholders;
(2) the Commission relied on SAIC over a period that began in 1992; and
(3) the Commission was forced to award SAIC a second contract in August, 1999 because it did not complete the required work under the first.
By letter to SAIC of December 16, 1999, NRC issued a stop work order to SAIC regarding the August, 1999 contract. In March, 2000 the NRC announced the termination of the August, 1999 contract. The instant Staff Paper duly takes note of the termination of SAIC’s contract, but conspicuously fails to address the Commission’s failure to take action that is essential to a cure of the taint on this proceeding.
The taint on this proceeding will remain until there is full public disclosure and discussion of why and how such a blatant breach of this Commission’s integrity could have gone undetected by this Commission for years. (Indeed, if the matter had not been brought to the Commission’s attention by the public, it still would be undetected). Thus:
(1) the public must be apprized of the full range of conflicting interests possessed by SAIC;
(2) the public must be apprized of the time and manner in which the Commission was informed of these interests;
(3) the public must be apprized of the reasons for the failure of the Commission to protect the public (and the millions of dollars spent on SAIC) against conflict of interest;
(4) the public must be provided with the NUREG 1640 workpapers, drafts and related memos, needed to begin to understand the measure of damage done by reliance on a tainted contractor; and
(5) the public must be provided with adequate disclosure regarding the further interests possessed by those now employed as NRC contractors in this proceeding (at least, as PACE understands it, ICF Kaiser and ORISE).
B. The Commission Must Come Clean On Its Prejudgment Here
In the November, 1999 public sessions, many public commenters noted that the Commission’s own statements in this proceeding show that it had prejudged the outcome. The Commission staff vigorously protested this conclusion, and professed to openmindedness. (See, November 1-2, 1999 transcripts.) No sooner was the proceeding adjourned, then PACE learned that, evidently unknown to the staff who provided assurances of openmindedness, the Commission’s prejudgment of this proceeding was locked into the very contract which -- at that time -- was the basis for the technical analysis here.
SAIC contract NRC-04--99-046, effective August 4, 1999 is entitled, "Technical Assistance Support for Clearance of Materials and Equipment."
The statement of work declared that the predicate for SAIC’s continuing work is the NRC’s June 30, 1998 Staff Requirements Memorandum. The statement of work explains (at 1):
The Commission in an Staff requirements Memorandum (SRM) dated June 30, 1998 directed the NRC staff to proceed with rulemaking on clearance of materials and equipment having residual radioactivity. Specific directions regarding the content
of a clearance rule contained in SRM are that: (1) it will not be a detectability standard but will instead be a dose-based regulation...(2) it will base standards on realistic scenarios of health effects from low doses; and (3) it will be a comprehensive rule applicable to all metals, equipment, and materials, including soil, unless a narrower scope is justified based on problems with applying the rule to certain categories of materials that could delay completing the rulemaking.
At the November 1 public meeting, PACE and many other stakeholders pointed out that a proceeding based on the June 30, 1998 memorandum constitutes the impermissible prejudgment of the outcome. The NRC staff, and facilitators, provided assurances that the Memorandum no longer governed, and that the NRC was open-minded. The terms of the August, 1999 SAIC statement of work belie these November 1 proclamations. The current "SECY" document (See Attachment 2, at 21) still fails to indicate awareness that the Commission’s prejudgment was embodied in the August, 1999 contract. The Commission must explain why its inability to act with an open mind in this proceeding is not conclusively demonstrated by its own insertion of the prejudgment in the August, 1999 contract.
IV. THE SECY DOCUMENT FAILS TO NOTE THAT THE "REALISTIC SCENARIOS" EMPLOYED BY NUREG-1640 ADMITTEDLY DID NOT CONSIDER THE PRIMARY SOURCE OF METALLIC RADIOACTIVE WASTE -- THE U.S. DEPARTMENT OF ENERGY
Throughout the November and December, 1999 public participation proceedings, PACE (and other public representatives) pointed out the obvious -- no rule regarding the release of radioactive waste can be meaningful without full consideration of the waste generated by the DOE nuclear weapons complex.
In its December, 1999 comments, PACE stated that: "[i]t is now evident beyond peradventure that facts relating to DOE have not been considered at all (at least in any legitimate manner) in the NUREG drafting process." The Staff Paper (See, Attachment 3: "Status of Technical Basis Development") does not refer to, much less address, this point. PACE respectfully reiterates, in truncated form, that stated by PACE to the Commission its December 22, 1999 Comments:
First, NUREG-1640 acknowledges the essential importance of considering real world conditions and admittedly does not consider the Department of Energy’s radioactive waste handling and contracting. NUREG-1640 states, at xvii (emphasis in original):
The purpose of this report is to calculate realistic estimates of the dose factors for the average member of the critical group associated with the clearance of equipment and of scrap iron and steel, copper, aluminum and concrete on a radionuclide-by-radionuclide basis.
* "Realistic" estimates are estimate using scenarios and models whose parameters are based on general practices of the U.S. nuclear power industry.
Thus, as just quoted, the NUREG document does not even purport to address the "general practices" of the DOE (and DOE contractors). As was explained by knowledgeable participants at the November hearings, DOE has upwards of one million tons of contaminated metals. Moreover, as was declared by a DOE representative at the December hearing, DOE fully intends to release them into commerce.
The historic and continuing poor track record of the DOE and DOE contractors in managing contractors and dealing with environmental matters requires thorough scrutiny. (See PACE November and December written and oral comments).
In sum, even if the unlawful taint and violation of the inherently governmental principle could be put aside, the NUREG-1640 document does not begin to address the "realistic scenarios" that are at issue here.
V. THIS COMMISSION’S PROCLAMATIONS OF IGNORANCE OF, AND LACK OF RESPONSIBILITY FOR, THE DEPARTMENT OF ENERGY’S WASTE IS INCREASINGLY UNBECOMING
The public proceedings confirmed that the lion’s share of the metallic waste at issue is that created by the Department of Energy (and its contractors). Moreover, the proceedings confirmed that DOE and its contractors are the prime -- perhaps the sole -- active promoters of the unrestricted release of metals.
Throughout the public participation proceedings, NRC staff and officials expressed an inability to respond to queries regarding the Department of Energy’s radioactive waste, and suggested that the matter is not within their purview. This position is untenable, and particularly unbecoming where DOE and its contractors have now made plain that they intend to avail themselves of this Commission’s imprimatur to launder their contaminated materials for public distribution.
Thus, the public record here shows:
In sum, the failure of the SECY memo and the NAS referral to focus on DOE and its contractors is neither tolerable nor credible.
VI. THE COMMISSION’S DEPLOYMENT OF THE NAS PUNCTUATES THE COMMISSION’S DETERMINATION TO AVOID THE ISSUES RAISED BY THE PUBLIC HERE
In its 1995 report to President Clinton, the Advisory Committee on Human Radiation Experiments found that -- at its birth -- this Commission’s predecessor (the AEC) followed a policy of covering up health, safety, and environmental information that could embarrass, or be a source of liability to, this Commission’s predecessor or its contractors. The Advisory Committee did not find that this covert policy was ever countermanded. Recent disclosures show that it continued for decades, and may still continue to this day.
The Advisory Committee found that AEC insiders were well aware of the AEC’s credibility problem and of the valued role of the NAS as a cover for the AEC – but a cover no less credible than this Commission’s predecessor itself. The Committee reported: (Id., at 406)(emphasis added; fn.omitted)
AEC insiders recognized that credibility was a problem. In a December, 1954 letter to DBM’s [AEC Division of Biology and Medicine] director, Charles Dunham, Los Alamos Health Division Leader Thomas Shipman...lamented the lack of credibility possessed by those too closely associated with the AEC:
There is also the fact that Los Alamos may be regarded as a rather biased institution. Some people may feel that we are rather interested parties. I am certainly only too well aware of a resistance, particularly in the Press, to accept pronouncements and conclusions coming out of the AEC. Strangely enough, they were quite willing to accept the conclusions of the National Academy of Sciences, completely forgetting that the subcommittees were in very large measure composed of AEC or AEC contractor representatives. They were the same guys wearing different hats.
The Commission’s Staff Paper and the Commission’s embrace of NAS provide no reason to believe that the NAS’ relationship to this Commission and its proposed role in this proceeding is any different from that well understood by insiders -- if lost on the press and public at large -- in days that the public might have hoped were now past.
To the contrary, the materials provided by this Commission regarding the funneling of taxpayer dollars to the NAS show -- by omission -- that the NAS will not be called on to address the basic questions that need to be addressed here -- questions of institutional competence, integrity, and lawfulness.
Moreover, even if the NAS had been empaneled to address the matters at issue, there is nothing in the Commission’s materials that calls on the NAS to vary its historic secretive deliberative processes. The NAS can hardly be credited on issues of institutional competence and trust which implicate the past, and perhaps continuing, excesses of secrecy engaged in by NAS panel members who simultaneously depended on the nuclear weapons complex and/or nuclear utilities for income and, indeed and perhaps -- though the story remains to be made public -- the NAS itself.
In short, if this Commission feels compelled to call on another source to address the questions here, it must:
(1) find a source that has the independence sufficient to merit trust in its judgment on the issues of institutional integrity, competence, and lawfulness at issue here;
(2) make plain that issues of institutional competence must be fully inquired into and addressed as a predicate to any technical analysis of the level of safety of the release of radioactively contaminated materials;
(3) provide the entity performing the study with the means (including rights of access to data possessed by this Commission, its state delegatees and licensees, and comparable access to DOE and its contractors) needed to assure the integrity of the analysis; and
(4) require that the panel’s deliberations, drafts, and further procedures be conducted in the open, and that the panel be responsive to public comments and requests for information essential to public participation.
For information regarding the above comments please contact Dan Guttman at 202-638-6050 or Richard Miller at 202-293-7939.